Key facts
- This page summarizes Gregory Stapleton's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Jul 2021, 17:49.
Gregory Stapleton - 01 Jul 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)
- Reporting relationship
- Director
- Issuer ticker
- UEIC
- Reported as of
- 01 Jul 2021
- Net transaction value
- -$30,441
- SEC form
- 4
- Accepted by SEC
- 02 Jul 2021, 17:49:19 UTC
- Next SEC filing
- 05 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/Gregory P. Stapleton, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated April 24, 2008
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gregory Stapleton filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 02 Jul 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$30,441.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UEIC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,250
- Change %
- +3.6%
- Price
- Shares after
- 36,351
- Date
- 01 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
UEIC
transaction
Common Stock
Tax liability
- Transaction value
- $30,441
- Shares
- -625
- Change %
- -1.7%
- Price
- $48.70*
- Shares after
- 35,726
- Date
- 01 Jul 2021
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UEIC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,250
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,250
- Exercise price
- Footnotes
- F1, F4
UEIC
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +5,000
- Change %
- Price
- $0.000000
- Shares after
- 5,000
- Date
- 01 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,000
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
Footnote F2
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
Footnote F3
Price determined in accordance with the terms of the company's current Directors Compensation Plan.
Footnote F4
These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.
Footnote F5
Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022.