Quick Takeaways
- This page summarizes Gregory Stapleton's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
- 4 reported transactions and 2 derivative rows are listed below.
- Filing timestamp: 02 Jul 2021, 17:49.
Gregory Stapleton - 01 Jul 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)
- Role
- Director
- Signature
- /s/Gregory P. Stapleton, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated April 24, 2008
- Issuer symbol
- UEIC
- Transactions as of
- 01 Jul 2021
- Net transactions value
- -$30,441
- Form type
- 4
- Filing time
- 02 Jul 2021, 17:49:19 UTC
- Next filing
- 05 Oct 2021
- SEC
- View on sec.gov
Quoteable Key Fact
"Gregory Stapleton filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 02 Jul 2021."
What Changed
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$30,441.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UEIC | Common Stock | Options Exercise | +1,250 | +3.6% | 36,351 | 01 Jul 2021 | Direct | F1 | ||
| transaction | UEIC | Common Stock | Tax liability | $30,441 | -625 | -1.7% | $48.70* | 35,726 | 01 Jul 2021 | Direct | F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UEIC | Restricted Stock Units | Options Exercise | $0 | -1,250 | -100% | $0.000000* | 0 | 01 Jul 2021 | Common Stock | 1,250 | Direct | F1, F4 | |
| transaction | UEIC | Restricted Stock Units | Award | $0 | +5,000 | $0.000000 | 5,000 | 01 Jul 2021 | Common Stock | 5,000 | Direct | F1, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| F2 | This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. |
| F3 | Price determined in accordance with the terms of the company's current Directors Compensation Plan. |
| F4 | These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. |
| F5 | Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. |