Mark Wong - Oct 1, 2021 Form 4 Insider Report for S&W Seed Co (SANW)

Role
CEO and President, Director
Signature
/s/ Matthew Szot, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Oct 1, 2021
Transactions value $
-$9,935
Form type
4
Date filed
10/4/2021, 05:04 PM
Previous filing
Jul 6, 2021
Next filing
Oct 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Tax liability -$9.94K -3.88K -1.52% $2.56 251K Oct 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is reporting the withholding by the Issuer of an aggregate of 3,881 shares of common stock that vested on October 1, 2021 pursuant to RSU awards granted on October 14, 2019 and October 1, 2020, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.