Gregory M. Glenn - 30 Sep 2021 Form 4 Insider Report for NOVAVAX INC (NVAX)

Signature
/s/ John A. Herrmann III, Attorney-in-Fact
Issuer symbol
NVAX
Transactions as of
30 Sep 2021
Net transactions value
-$143,622
Form type
4
Filing time
01 Oct 2021, 17:58:15 UTC
Previous filing
29 Sep 2021
Next filing
07 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVAX Common Stock Sale $10,345 -51 -1.1% $202.84 4,703 30 Sep 2021 Direct F1, F2
transaction NVAX Common Stock Sale $11,217 -55 -1.2% $203.94 4,648 30 Sep 2021 Direct F1, F3
transaction NVAX Common Stock Sale $3,280 -16 -0.34% $205.01 4,632 30 Sep 2021 Direct F1
transaction NVAX Common Stock Sale $57,962 -280 -6% $207.01 4,352 30 Sep 2021 Direct F1, F4
transaction NVAX Common Stock Sale $24,335 -117 -2.7% $207.99 4,235 30 Sep 2021 Direct F1, F5
transaction NVAX Common Stock Sale $24,694 -118 -2.8% $209.27 4,117 30 Sep 2021 Direct F1, F6
transaction NVAX Common Stock Sale $8,406 -40 -0.97% $210.16 4,077 30 Sep 2021 Direct F1, F7
transaction NVAX Common Stock Sale $3,382 -16 -0.39% $211.39 4,061 30 Sep 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.49 to $203.31, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.67 to $204.31, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.58 to $207.50, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.75 to $208.38, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.76 to $209.74, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.08 to $210.35, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.