Dustin A. Moskovitz - Sep 28, 2021 Form 4 Insider Report for Asana, Inc. (ASAN)

Role
President, CEO, & Chair, Director, 10%+ Owner
Signature
/s/ Katie Colendich, Attorney-in-Fact
Stock symbol
ASAN
Transactions as of
Sep 28, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 05:34 PM
Previous filing
Sep 15, 2021
Next filing
Oct 5, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASAN Class B Common Stock Gift $0 -50.8K -4.14% $0.00 1.18M Sep 28, 2021 Class A Common Stock 50.8K See footnote F1, F2, F3
holding ASAN Class B Common Stock 21.4M Sep 28, 2021 Class A Common Stock 21.4M Direct F1
holding ASAN Class B Common Stock 42M Sep 28, 2021 Class A Common Stock 42M See footnote F1, F4
holding ASAN Class B Common Stock 2.6M Sep 28, 2021 Class A Common Stock 2.6M See footnote F1, F5
holding ASAN Class B Common Stock 460K Sep 28, 2021 Class A Common Stock 460K See footnote F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F2 The Reporting Person transferred the shares as a gift to Justin Rosenstein.
F3 The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.
F4 The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.
F5 The shares are held of record by Dustin Moskovitz Roth IRA.
F6 The shares are held of record by Justin Rosenstein Trust. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.