Rosenstein Justin - 28 Sep 2021 Form 4 Insider Report for Asana, Inc. (ASAN)

Role
Director, 10%+ Owner
Signature
/s/ Katie Colendich, Attorney-in-Fact
Issuer symbol
ASAN
Transactions as of
28 Sep 2021
Net transactions value
$0
Form type
4
Filing time
01 Oct 2021, 17:26:59 UTC
Previous filing
04 Aug 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASAN Class B Common Stock Gift $0 +50,832 +0.26% $0.000000 19,775,285 28 Sep 2021 Class A Common Stock 50,832 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F2 The Reporting Person received the shares as a gift from Justin Rosenstein Trust 2.
F3 Includes 293,011 shares of Class B common stock that are held by the Reporting Person that were previously held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08 and distributed to the Reporting Person on October 7, 2020.