Brian S. Hertzman - 21 Sep 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
Sr. VP, CFO
Signature
Brian S. Hertzman by Karl J. Grafe as Attorney-in-Fact
Issuer symbol
AFG
Transactions as of
21 Sep 2021
Net transactions value
-$1,012
Form type
4
Filing time
23 Sep 2021, 16:06:42 UTC
Previous filing
09 Aug 2021
Next filing
10 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AFG Common Stock 6,995 21 Sep 2021 Direct
holding AFG Common Stock 1,854 21 Sep 2021 ESPP F1
holding AFG Common Stock 74 21 Sep 2021 DRIP F2
holding AFG Common Stock 2,457 21 Sep 2021 RASP 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Phantom Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $1,012 -8 -100% $129.98 0 21 Sep 2021 Common Stock 8 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of the date of this report.
F2 Represents shares held in the Company's Dividend Reinvestment Plan based on plan statement dated as of the date of this report.
F3 Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020.
F4 Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG.