Brian S. Hertzman - Sep 21, 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
Sr. VP, CFO
Signature
Brian S. Hertzman by Karl J. Grafe as Attorney-in-Fact
Stock symbol
AFG
Transactions as of
Sep 21, 2021
Transactions value $
-$1,012
Form type
4
Date filed
9/23/2021, 04:06 PM
Previous filing
Aug 9, 2021
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AFG Common Stock 7K Sep 21, 2021 Direct
holding AFG Common Stock 1.85K Sep 21, 2021 ESPP F1
holding AFG Common Stock 74.2 Sep 21, 2021 DRIP F2
holding AFG Common Stock 2.46K Sep 21, 2021 RASP 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Phantom Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities -$1.01K -7.79 -99.94% $129.98 0 Sep 21, 2021 Common Stock 7.79 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of the date of this report.
F2 Represents shares held in the Company's Dividend Reinvestment Plan based on plan statement dated as of the date of this report.
F3 Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020.
F4 Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG.