Brian S. Hertzman - 09 Aug 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
Sr. VP, CFO
Signature
Brian S. Hertzman by Karl J. Grafe as Attorney-in-Fact
Issuer symbol
AFG
Transactions as of
09 Aug 2021
Net transactions value
-$248,809
Form type
4
Filing time
09 Aug 2021, 16:47:25 UTC
Previous filing
02 Jun 2021
Next filing
23 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $100,655 +1,981 +28% $50.81 8,976 09 Aug 2021 Direct
transaction AFG Common Stock Sale $263,629 -1,981 -22% $133.08 6,995 09 Aug 2021 Direct F1
transaction AFG Common Stock Options Exercise $64,013 +1,126 +16% $56.85 8,121 09 Aug 2021 Direct
transaction AFG Common Stock Sale $149,847 -1,126 -14% $133.08 6,995 09 Aug 2021 Direct F1
holding AFG Common Stock 1,854 09 Aug 2021 ESPP
holding AFG Common Stock 74 09 Aug 2021 DRIP F2
holding AFG Common Stock 2,457 09 Aug 2021 RASP 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -1,981 -100% $0.000000* 0 09 Aug 2021 Common Stock 1,981 $50.81 Direct F4
transaction AFG Stock Option Exercise Options Exercise $0 -1,126 -100% $0.000000* 0 09 Aug 2021 Common Stock 1,126 $56.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.06 to $133.22, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.
F2 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of the date of this report.
F3 Represents shares held in the Company's Dividend Reinvestment Plan based on plan statement dated as of the date of this report.
F4 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.