Brian S. Hertzman - Aug 9, 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
Sr. VP, CFO
Signature
Brian S. Hertzman by Karl J. Grafe as Attorney-in-Fact
Stock symbol
AFG
Transactions as of
Aug 9, 2021
Transactions value $
-$248,809
Form type
4
Date filed
8/9/2021, 04:47 PM
Previous filing
Jun 2, 2021
Next filing
Sep 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $101K +1.98K +28.32% $50.81 8.98K Aug 9, 2021 Direct
transaction AFG Common Stock Sale -$264K -1.98K -22.07% $133.08 7K Aug 9, 2021 Direct F1
transaction AFG Common Stock Options Exercise $64K +1.13K +16.1% $56.85 8.12K Aug 9, 2021 Direct
transaction AFG Common Stock Sale -$150K -1.13K -13.87% $133.08 7K Aug 9, 2021 Direct F1
holding AFG Common Stock 1.85K Aug 9, 2021 ESPP
holding AFG Common Stock 74.2 Aug 9, 2021 DRIP F2
holding AFG Common Stock 2.46K Aug 9, 2021 RASP 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -1.98K -100% $0.00* 0 Aug 9, 2021 Common Stock 1.98K $50.81 Direct F4
transaction AFG Stock Option Exercise Options Exercise $0 -1.13K -100% $0.00* 0 Aug 9, 2021 Common Stock 1.13K $56.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.06 to $133.22, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.
F2 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of the date of this report.
F3 Represents shares held in the Company's Dividend Reinvestment Plan based on plan statement dated as of the date of this report.
F4 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.