Jim Frankola - 08 Oct 2021 Form 4 Insider Report for Cloudera, Inc.

Role
Chief Financial Officer
Signature
/s/ Jim Frankola by David Howard, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
08 Oct 2021
Net transactions value
$0
Form type
4
Filing time
13 Oct 2021, 20:44:54 UTC
Previous filing
16 Sep 2021
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLDR Common Stock Gift $0 -1,875 -0.18% $0.000000 1,047,674 22 Sep 2021 Direct
transaction CLDR Common Stock Gift $0 -190,000 -18% $0.000000 857,674 04 Oct 2021 Direct
transaction CLDR Common Stock Options Exercise +422,710 +49% 1,280,384 08 Oct 2021 Direct F1
transaction CLDR Common Stock Options Exercise +54,609 +4.3% 1,334,993 08 Oct 2021 Direct F1
transaction CLDR Common Stock Disposed to Issuer -1,334,993 -100% 0 08 Oct 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Units Options Exercise -422,710 -100% 0 08 Oct 2021 Common Stock 422,710 Direct F1
transaction CLDR Performance Stock Units Options Exercise -54,609 -100% 0 08 Oct 2021 Common Stock 54,609 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jim Frankola is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
F2 Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.
F3 Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.