Jim Frankola - Oct 8, 2021 Form 4 Insider Report for Cloudera, Inc. (CLDR)

Role
Chief Financial Officer
Signature
/s/ Jim Frankola by David Howard, Attorney-in-Fact
Stock symbol
CLDR
Transactions as of
Oct 8, 2021
Transactions value $
$0
Form type
4
Date filed
10/13/2021, 08:44 PM
Previous filing
Sep 16, 2021
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLDR Common Stock Gift $0 -1.88K -0.18% $0.00 1.05M Sep 22, 2021 Direct
transaction CLDR Common Stock Gift $0 -190K -18.14% $0.00 858K Oct 4, 2021 Direct
transaction CLDR Common Stock Options Exercise +423K +49.29% 1.28M Oct 8, 2021 Direct F1
transaction CLDR Common Stock Options Exercise +54.6K +4.27% 1.33M Oct 8, 2021 Direct F1
transaction CLDR Common Stock Disposed to Issuer -1.33M -100% 0 Oct 8, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLDR Restricted Stock Units Options Exercise -423K -100% 0 Oct 8, 2021 Common Stock 423K Direct F1
transaction CLDR Performance Stock Units Options Exercise -54.6K -100% 0 Oct 8, 2021 Common Stock 54.6K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jim Frankola is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
F2 Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.
F3 Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.