CD&R Investment Associates IX, Ltd. - Sep 14, 2021 Form 4 Insider Report for agilon health, inc. (AGL)

Role
10%+ Owner
Signature
CD&R Investment Associates IX, Ltd.; by Rima Simson, Vice President, Treasurer & Secretary
Stock symbol
AGL
Transactions as of
Sep 14, 2021
Transactions value $
-$518,865,368
Form type
4
Date filed
9/14/2021, 05:03 PM
Previous filing
Sep 13, 2021
Next filing
Oct 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGL Common Stock Sale -$519M -17.9M -8% $28.98 206M Sep 14, 2021 By affiliate F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Following the transaction reported herein, CD&R Vector Holdings, L.P. ("CD&R Stockholder") directly owns 205,948,808 shares of the Issuer's Common Stock. CD&R Investment Associates IX, Ltd., as the general partner of CD&R Stockholder, may be deemed to beneficially own the shares of Common Stock held by CD&R Stockholder.
F2 CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of Common Stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.