CD&R Investment Associates IX, Ltd. - Sep 9, 2021 Form 4 Insider Report for agilon health, inc. (AGL)

Role
10%+ Owner
Signature
CD&R Investment Associates IX, Ltd.; by Rima Simson, Vice President, Treasurer & Secretary
Stock symbol
AGL
Transactions as of
Sep 9, 2021
Transactions value $
$0
Form type
4
Date filed
9/13/2021, 05:01 PM
Previous filing
Jul 30, 2021
Next filing
Sep 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGL Common Stock Other $0 -865K -0.38% $0.00 224M Sep 9, 2021 By affiliate F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 9, 2021, 865,112 shares of Common Stock directly owned by CD&R Vector Holdings, L.P. were distributed to certain investment professionals who are direct and indirect limited partners of CD&R Associates IX, L.P., the general partner of each limited partner of CD&R Vector Holdings, L.P., in connection with certain charitable gifts made by such investment professionals on September 9, 2021.
F2 Following the transaction reported herein, CD&R Vector Holdings, L.P. ("CD&R Stockholder") directly owns 223,853,065 shares of the Issuer's Common Stock. CD&R Investment Associates IX, Ltd., as the general partner of CD&R Stockholder, may be deemed to beneficially own the shares of Common Stock held by CD&R Stockholder.
F3 CD&R Investment Associates IX, Ltd. expressly disclaims beneficial ownership of the shares of Common Stock held by CD&R Stockholder, except to the extent of its pecuniary interest therein.