Todd Crockett - 02 Sep 2021 Form 4 Insider Report for ZoomInfo Technologies Inc. (ZI)

Role
Director
Signature
/s/ Todd Crockett
Issuer symbol
ZI
Transactions as of
02 Sep 2021
Net transactions value
-$65,459,930
Form type
4
Filing time
07 Sep 2021, 16:38:44 UTC
Previous filing
03 Sep 2021
Next filing
08 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZI Class A Common Stock Conversion of derivative security +532,375 532,375 02 Sep 2021 See Footnotes F1, F2, F3
transaction ZI Class A Common Stock Conversion of derivative security +13,744 13,744 02 Sep 2021 See Footnotes F1, F3, F4
transaction ZI Class A Common Stock Conversion of derivative security +91,941 91,941 02 Sep 2021 See Footnotes F1, F3, F5
transaction ZI Class A Common Stock Conversion of derivative security +19,773 19,773 02 Sep 2021 See Footnotes F1, F3, F6
transaction ZI Class A Common Stock Conversion of derivative security +657 657 02 Sep 2021 See Footnotes F1, F3, F7
transaction ZI Class A Common Stock Conversion of derivative security +34,815 34,815 02 Sep 2021 See Footnotes F1, F3, F8
transaction ZI Class A Common Stock Conversion of derivative security +31,235 31,235 02 Sep 2021 See Footnotes F1, F3, F9
transaction ZI Class A Common Stock Conversion of derivative security +2,626 2,626 02 Sep 2021 See Footnotes F3, F10, F11
transaction ZI Class A Common Stock Conversion of derivative security +139,258 139,258 02 Sep 2021 See Footnotes F3, F10, F12
transaction ZI Class A Common Stock Conversion of derivative security +124,938 124,938 02 Sep 2021 See Footnotes F3, F10, F13
transaction ZI Class A Common Stock Sale $35,152,881 -532,375 -100% $66.03 0 02 Sep 2021 See Footnotes F2, F3, F14, F15
transaction ZI Class A Common Stock Sale $907,520 -13,744 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F4, F14, F15
transaction ZI Class A Common Stock Sale $6,070,892 -91,941 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F5, F14, F15
transaction ZI Class A Common Stock Sale $1,305,617 -19,773 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F6, F14, F15
transaction ZI Class A Common Stock Sale $43,382 -657 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F7, F14, F15
transaction ZI Class A Common Stock Sale $2,298,845 -34,815 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F8, F14, F15
transaction ZI Class A Common Stock Sale $2,062,456 -31,235 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F9, F14, F15
transaction ZI Class A Common Stock Sale $173,396 -2,626 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F11, F14, F15
transaction ZI Class A Common Stock Sale $9,195,248 -139,258 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F12, F14, F15
transaction ZI Class A Common Stock Sale $8,249,694 -124,938 -100% $66.03 0 02 Sep 2021 See Footnotes F3, F13, F14, F15
holding ZI Class A Common Stock 108,479 02 Sep 2021 By Trust
holding ZI Class A Common Stock 564 02 Sep 2021 By Trust
holding ZI Class A Common Stock 564 02 Sep 2021 By Trust
holding ZI Class A Common Stock 1,154 02 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -532,375 -1.6% $0.000000 32,605,288 02 Sep 2021 Class A Common Stock 532,375 See Footnotes F2, F3, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -13,744 -1.6% $0.000000 841,717 02 Sep 2021 Class A Common Stock 13,744 See Footnotes F3, F4, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -91,941 -1.6% $0.000000 5,630,901 02 Sep 2021 Class A Common Stock 91,941 See Footnotes F3, F5, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -19,773 -1.6% $0.000000 1,210,945 02 Sep 2021 Class A Common Stock 19,773 See Footnotes F3, F6, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -657 -1.6% $0.000000 41,392 02 Sep 2021 Class A Common Stock 657 See Footnotes F3, F7, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -34,815 -1.6% $0.000000 2,194,550 02 Sep 2021 Class A Common Stock 34,815 See Footnotes F3, F8, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -31,235 -1.6% $0.000000 1,970,841 02 Sep 2021 Class A Common Stock 31,235 See Footnotes F3, F9, F16
transaction ZI Class C Common Stock Conversion of derivative security $0 -2,626 -1.6% $0.000000 160,830 02 Sep 2021 Class A Common Stock 2,626 See Footnotes F3, F11, F17
transaction ZI Class C Common Stock Conversion of derivative security $0 -139,258 -1.6% $0.000000 8,528,852 02 Sep 2021 Class A Common Stock 139,258 See Footnotes F3, F12, F17
transaction ZI Class C Common Stock Conversion of derivative security $0 -124,938 -1.6% $0.000000 7,651,841 02 Sep 2021 Class A Common Stock 124,938 See Footnotes F3, F13, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
F2 Securities are held by TA XI DO AIV, L.P. ("XI DO AIV").
F3 TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
F4 Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO").
F5 Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A").
F6 Securities are held by TA Investors IV, L.P. ("Investors IV").
F7 Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II").
F8 Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II").
F9 Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B").
F10 Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F11 Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder").
F12 Securities are held by TA XI DO Feeder, L.P ("XI DO").
F13 Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B").
F14 The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on December 6, 2020.
F15 Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $65.00 to $66.93. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.
F16 Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof.
F17 The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share.