Todd Crockett - 01 Sep 2021 Form 4 Insider Report for ZoomInfo Technologies Inc. (ZI)

Role
Director
Signature
/s/ Todd Crockett
Issuer symbol
ZI
Transactions as of
01 Sep 2021
Net transactions value
-$7,754,318
Form type
4
Filing time
03 Sep 2021, 16:07:56 UTC
Previous filing
02 Sep 2021
Next filing
07 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZI Class A Common Stock Conversion of derivative security +64,029 64,029 01 Sep 2021 See Footnotes F1, F2, F3
transaction ZI Class A Common Stock Conversion of derivative security +1,653 1,653 01 Sep 2021 See Footnotes F1, F3, F4
transaction ZI Class A Common Stock Conversion of derivative security +11,058 11,058 01 Sep 2021 See Footnotes F1, F3, F5
transaction ZI Class A Common Stock Conversion of derivative security +2,378 2,378 01 Sep 2021 See Footnotes F1, F3, F6
transaction ZI Class A Common Stock Conversion of derivative security +79 79 01 Sep 2021 See Footnotes F1, F3, F7
transaction ZI Class A Common Stock Conversion of derivative security +4,187 4,187 01 Sep 2021 See Footnotes F1, F3, F8
transaction ZI Class A Common Stock Conversion of derivative security +3,757 3,757 01 Sep 2021 See Footnotes F1, F3, F9
transaction ZI Class A Common Stock Conversion of derivative security +316 316 01 Sep 2021 See Footnotes F3, F10, F11
transaction ZI Class A Common Stock Conversion of derivative security +16,749 16,749 01 Sep 2021 See Footnotes F3, F10, F12
transaction ZI Class A Common Stock Conversion of derivative security +15,027 15,027 01 Sep 2021 See Footnotes F3, F10, F13
transaction ZI Class A Common Stock Sale $4,164,126 -64,029 -100% $65.04 0 01 Sep 2021 See Footnotes F2, F3, F14, F15
transaction ZI Class A Common Stock Sale $107,503 -1,653 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F4, F14, F15
transaction ZI Class A Common Stock Sale $719,157 -11,058 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F5, F14, F15
transaction ZI Class A Common Stock Sale $154,653 -2,378 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F6, F14, F15
transaction ZI Class A Common Stock Sale $5,138 -79 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F7, F14, F15
transaction ZI Class A Common Stock Sale $272,302 -4,187 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F8, F14, F15
transaction ZI Class A Common Stock Sale $244,336 -3,757 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F9, F14, F15
transaction ZI Class A Common Stock Sale $20,551 -316 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F11, F14, F15
transaction ZI Class A Common Stock Sale $1,089,271 -16,749 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F12, F14, F15
transaction ZI Class A Common Stock Sale $977,281 -15,027 -100% $65.04 0 01 Sep 2021 See Footnotes F3, F13, F14, F15
holding ZI Class A Common Stock 108,479 01 Sep 2021 By Trust
holding ZI Class A Common Stock 564 01 Sep 2021 By Trust
holding ZI Class A Common Stock 564 01 Sep 2021 By Trust
holding ZI Class A Common Stock 1,154 01 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -64,029 -0.19% $0.000000 33,697,790 01 Sep 2021 Class A Common Stock 64,029 See Footnotes F2, F3, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -1,653 -0.19% $0.000000 869,921 01 Sep 2021 Class A Common Stock 1,653 See Footnotes F3, F4, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -11,058 -0.19% $0.000000 5,819,576 01 Sep 2021 Class A Common Stock 11,058 See Footnotes F3, F5, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -2,378 -0.19% $0.000000 1,251,521 01 Sep 2021 Class A Common Stock 2,378 See Footnotes F3, F6, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -79 -0.18% $0.000000 42,740 01 Sep 2021 Class A Common Stock 79 See Footnotes F3, F7, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -4,187 -0.18% $0.000000 2,265,994 01 Sep 2021 Class A Common Stock 4,187 See Footnotes F3, F8, F16
transaction ZI Units of ZoomInfo Holdings LLC Conversion of derivative security $0 -3,757 -0.18% $0.000000 2,034,939 01 Sep 2021 Class A Common Stock 3,757 See Footnotes F3, F9, F16
transaction ZI Class C Common Stock Conversion of derivative security $0 -316 -0.19% $0.000000 166,219 01 Sep 2021 Class A Common Stock 316 See Footnotes F3, F11, F17
transaction ZI Class C Common Stock Conversion of derivative security $0 -16,749 -0.19% $0.000000 8,814,628 01 Sep 2021 Class A Common Stock 16,749 See Footnotes F3, F12, F17
transaction ZI Class C Common Stock Conversion of derivative security $0 -15,027 -0.19% $0.000000 7,908,230 01 Sep 2021 Class A Common Stock 15,027 See Footnotes F3, F13, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units of ZoomInfo Holdings LLC ("Opco"), which represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the amended and restated limited liability company agreement of Opco.
F2 Securities are held by TA XI DO AIV, L.P. ("XI DO AIV").
F3 TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.
F4 Securities are held by TA SDF III DO AIV, L.P. ("SDF III DO").
F5 Securities are held by TA Atlantic & Pacific VII-A, L.P. ("Atlantic & Pacific VII-A").
F6 Securities are held by TA Investors IV, L.P. ("Investors IV").
F7 Securities are held by TA SDF III DO AIV II, L.P. ("SDF III DO AIV II").
F8 Securities are held by TA XI DO AIV II, L.P. ("XI DO AIV II").
F9 Securities are held by TA AP VII-B DO Subsidiary Partnership, L.P. ("AP VII-B").
F10 Shares of the Issuer's Class C Common Stock were converted on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F11 Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder").
F12 Securities are held by TA XI DO Feeder, L.P ("XI DO").
F13 Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B").
F14 The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on December 6, 2020.
F15 Reflects a weighted-average sale price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.19. The Reporting Persons will provide upon request to the Securities and Exchange Commission, the Company or security holder of the Company, full information regarding the number of shares sold at each separate price.
F16 Units of Opco represent limited liability company units of Opco and a corresponding number of shares of Class B Common Stock of the Issuer, which together are exchangeable at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications, pursuant to the amended and restated limited liability company agreement of Opco and have no expiration date. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer ten-to-one voting rights on the holders thereof.
F17 The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share.