Alison Bauerlein - Jul 30, 2021 Form 4 Insider Report for Inogen Inc (INGN)

Role
EVP, Finance, & CFO
Signature
/s/ Alison Bauerlein
Stock symbol
INGN
Transactions as of
Jul 30, 2021
Transactions value $
-$399,921
Form type
4
Date filed
8/3/2021, 07:56 PM
Previous filing
Jul 29, 2021
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INGN Common Stock Options Exercise $317K +8.24K +217.91% $38.54 12K Jul 30, 2021 Direct
transaction INGN Common Stock Sale -$659K -8.24K -68.55% $80.01 3.78K Jul 30, 2021 Direct F1, F2
transaction INGN Common Stock Options Exercise $53.8K +1.4K +36.97% $38.54 5.18K Aug 2, 2021 Direct
transaction INGN Common Stock Sale -$112K -1.4K -26.99% $80.33 3.78K Aug 2, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INGN Stock Option (Right to Buy) Options Exercise $0 -8.24K -21.37% $0.00 30.3K Jul 30, 2021 Common Stock 8.24K $38.54 Direct F4
transaction INGN Stock Option (Right to Buy) Options Exercise $0 -1.4K -4.61% $0.00 28.9K Aug 2, 2021 Common Stock 1.4K $38.54 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.
F2 Represents the weighted average share price of an aggregate total of 8,235 shares sold in the price range of $80.00 to $80.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Represents the weighted average share price of an aggregate total of 1,397 shares sold in the price range of $80.12 to $80.68 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.