Mukesh Mehta - Jun 9, 2021 Form 4/A - Amendment Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Signature
/s/ Ted F. Angus, as Attorney-in-Fact, for Mukesh Mehta
Stock symbol
AMK
Transactions as of
Jun 9, 2021
Transactions value $
-$465,373
Form type
4/A - Amendment
Date filed
9/3/2021, 03:16 PM
Date Of Original Report
Jul 1, 2021
Previous filing
Sep 2, 2021
Next filing
Jun 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale -$22.1K -859 -0.27% $25.68 319K Jun 9, 2021 Direct F1
transaction AMK Common Stock Sale -$430K -15.9K -4.98% $27.08 303K Aug 18, 2021 Direct F2, F3
transaction AMK Common Stock Sale -$13.5K -500 -0.17% $27.00 302K Aug 19, 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person.
F2 Transaction executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
F3 These transactions were executed in multiple trades at prices ranging from $27.00 to $27.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

This report on Form 4/A amends the Form 4 filed by the Reporting Person on July 1, 2021. This report on Form 4/A is being filed to report the number of shares of Common Stock that were sold to satisfy tax withholding requirements.