Mukesh Mehta - May 7, 2020 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role: EVP, Chief Information Officer
Signature: /s/ Ted Angus, as Attorney-in-Fact, for Mukesh Mehta
Stock symbol: AMK
Transactions as of: May 7, 2020
Transactions value $: -$500,528
Form type: 4
Date filed: 9/2/2021, 07:32 PM
Next filing: Sep 3, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMK	Common Stock	Sale	-$170K	-6.8K	-1.84%	$25.00	363K	May 7, 2020	Direct
transaction	AMK	Common Stock	Sale	-$331K	-13.2K	-3.63%	$25.04	350K	May 8, 2020	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These transactions were executed in multiple trades at prices ranging from $25.00 to $25.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.