Mukesh Mehta - 07 May 2020 Form 4 Insider Report for AssetMark Financial Holdings, Inc.

Role
EVP, Chief Information Officer
Signature
/s/ Ted Angus, as Attorney-in-Fact, for Mukesh Mehta
Issuer symbol
N/A
Transactions as of
07 May 2020
Net transactions value
-$500,528
Form type
4
Filing time
02 Sep 2021, 19:32:11 UTC
Next filing
03 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale $170,000 -6,800 -1.8% $25.00 363,254 07 May 2020 Direct
transaction AMK Common Stock Sale $330,528 -13,200 -3.6% $25.04 350,054 08 May 2020 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $25.00 to $25.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.