Hans-Martin Blickensdoerfer - Sep 1, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Sr. VP, Comm. Ops, China
Signature
/s/ Samuel Gesten as attorney-in-fact for Hans Blickensdoerfer
Stock symbol
STAA
Transactions as of
Sep 1, 2021
Transactions value $
-$7,791,242
Form type
4
Date filed
9/3/2021, 01:02 PM
Previous filing
May 25, 2021
Next filing
Sep 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Sale -$1.36M -8.62K -7.95% $157.61 99.8K Sep 1, 2021 Direct F1
transaction STAA Common Stock Options Exercise $284K +17.6K +17.62% $16.15 117K Sep 1, 2021 Direct
transaction STAA Common Stock Sale -$2.77M -17.6K -14.98% $157.61 99.8K Sep 1, 2021 Direct F2
transaction STAA Common Stock Sale -$1.74M -11K -11.06% $157.50 88.7K Sep 2, 2021 Direct F3
transaction STAA Common Stock Options Exercise $14.1K +871 +0.98% $16.15 89.6K Sep 2, 2021 Direct
transaction STAA Common Stock Options Exercise $402K +13.5K +15.05% $29.80 103K Sep 2, 2021 Direct
transaction STAA Common Stock Options Exercise $108K +2.99K +2.9% $35.98 106K Sep 2, 2021 Direct
transaction STAA Common Stock Sale -$2.73M -17.3K -16.35% $157.50 88.7K Sep 2, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -17.6K -95.28% $0.00 871 Sep 1, 2021 Common Stock 17.6K $16.15 Direct
transaction STAA Common Stock Options Options Exercise $0 -871 -100% $0.00* 0 Sep 2, 2021 Common Stock 871 $16.15 Direct
transaction STAA Common Stock Options Options Exercise $0 -13.5K -100% $0.00* 0 Sep 2, 2021 Common Stock 13.5K $29.80 Direct
transaction STAA Common Stock Options Options Exercise $0 -2.99K -14.14% $0.00 18.1K Sep 2, 2021 Common Stock 2.99K $35.98 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.99, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.56, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.50 to $157.72, inclusive.
F5 The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/13/2029.