Hans-Martin Blickensdoerfer - 21 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Signature
/s/ Samuel Gesten as attorney-in-fact for Hans Blickensdoerfer
Issuer symbol
STAA
Transactions as of
21 May 2021
Net transactions value
-$12,178,450
Form type
4
Filing time
25 May 2021, 16:10:01 UTC
Next filing
03 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $14,670 +944 +0.87% $15.54 109,325 21 May 2021 Direct
transaction STAA Common Stock Options Exercise $30,877 +4,201 +3.8% $7.35* 113,526 21 May 2021 Direct
transaction STAA Common Stock Sale $658,560 -5,145 -4.5% $128.00 108,381 21 May 2021 Direct F1
transaction STAA Common Stock Options Exercise $189,623 +25,799 +24% $7.35* 134,180 24 May 2021 Direct
transaction STAA Common Stock Options Exercise $300,800 +40,000 +30% $7.52* 174,180 24 May 2021 Direct
transaction STAA Common Stock Options Exercise $209,250 +22,500 +13% $9.30* 196,680 24 May 2021 Direct
transaction STAA Common Stock Options Exercise $105,879 +6,556 +3.3% $16.15 203,236 24 May 2021 Direct
transaction STAA Common Stock Sale $12,370,989 -94,855 -47% $130.42 108,381 24 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -944 -100% $0.000000* 0 21 May 2021 Common Stock 944 $15.54 Direct
transaction STAA Common Stock Options Options Exercise $0 -4,201 -14% $0.000000 25,799 21 May 2021 Common Stock 4,201 $7.35 Direct
transaction STAA Common Stock Options Options Exercise $0 -25,799 -100% $0.000000* 0 24 May 2021 Common Stock 25,799 $7.35 Direct
transaction STAA Common Stock Options Options Exercise $0 -40,000 -100% $0.000000* 0 24 May 2021 Common Stock 40,000 $7.52 Direct
transaction STAA Common Stock Options Options Exercise $0 -22,500 -100% $0.000000* 0 24 May 2021 Common Stock 22,500 $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 -6,556 -26% $0.000000 18,444 24 May 2021 Common Stock 6,556 $16.15 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.01, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $131.59, inclusive.