Hans-Martin Blickensdoerfer - May 21, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Sr. VP, Comm. Ops, China
Signature
/s/ Samuel Gesten as attorney-in-fact for Hans Blickensdoerfer
Stock symbol
STAA
Transactions as of
May 21, 2021
Transactions value $
-$12,178,450
Form type
4
Date filed
5/25/2021, 04:10 PM
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $14.7K +944 +0.87% $15.54 109K May 21, 2021 Direct
transaction STAA Common Stock Options Exercise $30.9K +4.2K +3.84% $7.35* 114K May 21, 2021 Direct
transaction STAA Common Stock Sale -$659K -5.15K -4.53% $128.00 108K May 21, 2021 Direct F1
transaction STAA Common Stock Options Exercise $190K +25.8K +23.8% $7.35* 134K May 24, 2021 Direct
transaction STAA Common Stock Options Exercise $301K +40K +29.81% $7.52* 174K May 24, 2021 Direct
transaction STAA Common Stock Options Exercise $209K +22.5K +12.92% $9.30* 197K May 24, 2021 Direct
transaction STAA Common Stock Options Exercise $106K +6.56K +3.33% $16.15 203K May 24, 2021 Direct
transaction STAA Common Stock Sale -$12.4M -94.9K -46.67% $130.42 108K May 24, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -944 -100% $0.00* 0 May 21, 2021 Common Stock 944 $15.54 Direct
transaction STAA Common Stock Options Options Exercise $0 -4.2K -14% $0.00 25.8K May 21, 2021 Common Stock 4.2K $7.35 Direct
transaction STAA Common Stock Options Options Exercise $0 -25.8K -100% $0.00* 0 May 24, 2021 Common Stock 25.8K $7.35 Direct
transaction STAA Common Stock Options Options Exercise $0 -40K -100% $0.00* 0 May 24, 2021 Common Stock 40K $7.52 Direct
transaction STAA Common Stock Options Options Exercise $0 -22.5K -100% $0.00* 0 May 24, 2021 Common Stock 22.5K $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 -6.56K -26.22% $0.00 18.4K May 24, 2021 Common Stock 6.56K $16.15 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.01, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $131.59, inclusive.