Adam Tomasi - 31 Aug 2021 Form 4 Insider Report for Allakos Inc. (ALLK)

Signature
/s/ Adam Tomasi
Issuer symbol
ALLK
Transactions as of
31 Aug 2021
Net transactions value
+$276,638
Form type
4
Filing time
02 Sep 2021, 20:30:26 UTC
Previous filing
16 Jun 2021
Next filing
07 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLK Common Stock Options Exercise $276,638 +64,148 +43% $4.31 212,368 31 Aug 2021 Direct
holding ALLK Common Stock 3,953 31 Aug 2021 See footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALLK Stock Option (Right to buy) Options Exercise $0 -64,148 -42% $0.000000 88,036 31 Aug 2021 Common Stock 64,148 $4.31 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,953 shares received as a pro-rata in-kind distribution of Common Stock of the Issuer by Alta Partners Management VIII, LLC (APM VIII), without consideration, to the reporting person as a non-managing member of APM VIII.
F2 The shares are held by Mr. Tomasi and Carrie Tomasi, as Trustees of the Tomasi Living Trust dated July 14, 2017.
F3 On May 15, 2018, the Reporting Person was granted an option to purchase 157,600 ordinary shares pursuant to the Company's 2018 Equity Incentive Plan. The option vests as to one-fourth of the shares on May 15, 2019, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.