Adam Tomasi - Jun 14, 2021 Form 4 Insider Report for Allakos Inc. (ALLK)

Signature
/s/ Adam Tomasi
Stock symbol
ALLK
Transactions as of
Jun 14, 2021
Transactions value $
-$3,625,364
Form type
4
Date filed
6/16/2021, 08:13 PM
Previous filing
Jun 7, 2021
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLK Common Stock Sale -$1.82M -20K -11.89% $91.03* 148K Jun 15, 2021 Direct F1, F2
transaction ALLK Common Stock Options Exercise $13.8K +20K +13.49% $0.69* 168K Jun 15, 2021 Direct F2
transaction ALLK Common Stock Sale -$1.83M -20K -11.89% $91.62* 148K Jun 14, 2021 Direct F2, F3
transaction ALLK Common Stock Options Exercise $13.8K +20K +13.49% $0.69* 168K Jun 14, 2021 Direct F2
holding ALLK Common Stock 3.95K Jun 14, 2021 See footnote F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALLK Stock Option (Right to buy) Options Exercise $0 -20K -3.95% $0.00 486K Jun 15, 2021 Common Stock 20K $0.69 Direct F6
transaction ALLK Stock Option (Right to buy) Options Exercise $0 -20K -3.8% $0.00 506K Jun 14, 2021 Common Stock 20K $0.69 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020. This transaction was executed in multiple trades at prices ranging from $90.01 to $92.21 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
F2 Includes shares of common stock purchased under the Company's 2018 Employee Stock Purchase Plan.
F3 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020. This transaction was executed in multiple trades at prices ranging from $90.00 to $94.65 per share. The sale price reported represents the weighted average sale price . Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price.
F4 Includes 3,953 shares received as a pro-rata in-kind distribution of Common Stock of the Issuer by Alta Partners Management VIII, LLC (APM VIII), without consideration, to the reporting person as a non-managing member of APM VIII.
F5 The shares are held by Mr. Tomasi and Carrie Tomasi, as Trustees of the Tomasi Living Trust dated July 14, 2017.
F6 On May 17, 2017, the Reporting Person was granted an option to purchase 706,400 ordinary shares pursuant to the Company's 2012 Equity Incentive Plan. The option vests as to one-fourth of the shares on May 17, 2018, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.