Laura Sepp-Lorenzino - Aug 30, 2021 Form 4 Insider Report for Intellia Therapeutics, Inc. (NTLA)

Signature
/s/James Basta, attorney-in-fact
Stock symbol
NTLA
Transactions as of
Aug 30, 2021
Transactions value $
-$13,658,754
Form type
4
Date filed
9/1/2021, 07:34 PM
Previous filing
Aug 6, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTLA Common Stock Options Exercise $362K +27K +1129.23% $13.40 29.4K Aug 30, 2021 Direct
transaction NTLA Common Stock Options Exercise $998K +70K +238.17% $14.25 99.4K Aug 30, 2021 Direct
transaction NTLA Common Stock Sale -$2.42M -15.8K -15.94% $152.75 83.6K Aug 30, 2021 Direct F1, F2
transaction NTLA Common Stock Sale -$3.17M -20.6K -24.71% $153.64 62.9K Aug 30, 2021 Direct F1, F3
transaction NTLA Common Stock Sale -$4.44M -28.7K -45.57% $154.77 34.2K Aug 30, 2021 Direct F1, F4
transaction NTLA Common Stock Sale -$2.51M -16.1K -47.07% $155.61 18.1K Aug 30, 2021 Direct F1, F5
transaction NTLA Common Stock Sale -$1.16M -7.43K -40.97% $156.79 10.7K Aug 30, 2021 Direct F1, F6
transaction NTLA Common Stock Sale -$620K -3.93K -36.75% $157.77 6.77K Aug 30, 2021 Direct F1, F7
transaction NTLA Common Stock Sale -$241K -1.52K -22.39% $158.90 5.25K Aug 30, 2021 Direct F1, F8
transaction NTLA Common Stock Sale -$424K -2.65K -50.52% $159.64 2.6K Aug 30, 2021 Direct F1, F9
transaction NTLA Common Stock Sale -$33.2K -207 -7.97% $160.47 2.39K Aug 30, 2021 Direct F1, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTLA Stock Option (right to buy) Options Exercise $0 -27K -24.77% $0.00 82K Aug 30, 2021 Common Stock 27K $13.40 Direct F11
transaction NTLA Stock Option (right to buy) Options Exercise $0 -70K -46.67% $0.00 80K Aug 30, 2021 Common Stock 70K $14.25 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.16 to $153.155, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.16 to $154.15, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.22 to $155.215, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.22 to $156.19, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $157.21, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.305 to $158.245, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.31 to $159.165, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.31 to $160.17, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.40 to $160.53, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.
F11 The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 53,437 shares as of August 30, 2021.
F12 The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 84,375 shares as of August 30, 2021.