Laura Sepp-Lorenzino - Aug 4, 2021 Form 4 Insider Report for Intellia Therapeutics, Inc. (NTLA)

Signature
/s/ Glenn Goddard
Stock symbol
NTLA
Transactions as of
Aug 4, 2021
Transactions value $
-$3,245,957
Form type
4
Date filed
8/6/2021, 06:19 PM
Previous filing
Jun 21, 2021
Next filing
Sep 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTLA Common Stock Options Exercise $348K +26K +1087.41% $13.40 28.4K Aug 4, 2021 Direct
transaction NTLA Common Stock Sale -$199K -1.47K -5.18% $135.47 26.9K Aug 4, 2021 Direct F1, F2
transaction NTLA Common Stock Sale -$932K -6.81K -25.31% $136.79 20.1K Aug 4, 2021 Direct F1, F3
transaction NTLA Common Stock Sale -$874K -6.34K -31.55% $137.72 13.8K Aug 4, 2021 Direct F1, F4
transaction NTLA Common Stock Sale -$613K -4.42K -32.11% $138.78 9.34K Aug 4, 2021 Direct F1, F5
transaction NTLA Common Stock Sale -$388K -2.77K -29.67% $139.85 6.57K Aug 4, 2021 Direct F1, F6
transaction NTLA Common Stock Sale -$571K -4.05K -61.7% $140.73 2.52K Aug 4, 2021 Direct F1, F7
transaction NTLA Common Stock Sale -$17.8K -126 -5.01% $141.63 2.39K Aug 4, 2021 Direct F1, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTLA Stock Option (right to buy) Options Exercise $0 -26K -19.26% $0.00 109K Aug 4, 2021 Common Stock 26K $13.40 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.18 to $135.885, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.25 to $137.24, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.255 to $138.25, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.31 to $139.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.395 to $140.37, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.395 to $141.04, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 4, 2021 at each separate price.
F8 Includes shares acquired under the Intellia Therapeutics, Inc. 2016 Employee Stock Purchase Plan as follows: 760 shares on December 31, 2019; 847 shares on June 30, 2020; 561 shares on December 31, 2020 and 223 shares on June 30, 2021.
F9 The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 53,437 shares as of August 4, 2021.