Roel C. Campos - Aug 27, 2021 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Stock symbol
RM
Transactions as of
Aug 27, 2021
Transactions value $
-$55
Form type
4
Date filed
8/31/2021, 04:29 PM
Previous filing
Aug 10, 2021
Next filing
Dec 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $60K +4K +4.91% $15.00 85.5K Aug 27, 2021 Direct
transaction RM Common Stock Tax liability -$60.1K -1.02K -1.19% $58.82 84.5K Aug 27, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Stock Option (right to buy) Options Exercise $0 -4K -100% $0.00* 0 Aug 27, 2021 Common Stock 10K $15.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on August 27, 2021.
F2 Represents the closing market price of the issuer's common stock at the time of the option exercise on August 27, 2021.
F3 The option became fully vested and exercisable on March 27, 2017.