Roel C. Campos - 06 Aug 2021 Form 4 Insider Report for Regional Management Corp. (RM)

Role
Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Issuer symbol
RM
Transactions as of
06 Aug 2021
Net transactions value
-$45.04
Form type
4
Filing time
10 Aug 2021, 16:23:40 UTC
Previous filing
01 Jun 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $90,000 +6,000 +7.8% $15.00 83,072 06 Aug 2021 Direct
transaction RM Common Stock Tax liability $90,045 -1,528 -1.8% $58.93 81,544 06 Aug 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Stock Option (right to buy) Options Exercise $0 -6,000 -60% $0.000000 4,000 06 Aug 2021 Common Stock 10,000 $15.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on August 6, 2021.
F2 Represents the closing market price of the issuer's common stock at the time of the option exercise on August 6, 2021.
F3 The option became fully vested and exercisable on March 27, 2017.