Jeffrey Scott Jacobs - Aug 16, 2021 Form 4 Insider Report for Ceridian HCM Holding Inc. (CDAY)

Signature
/s/ William E. McDonald
Stock symbol
CDAY
Transactions as of
Aug 16, 2021
Transactions value $
-$175,908
Form type
4
Date filed
8/18/2021, 04:09 PM
Previous filing
Jul 2, 2021
Next filing
Sep 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDAY Common Stock Options Exercise $33.6K +2K +41.32% $16.82* 6.84K Aug 16, 2021 Direct F1
transaction CDAY Common Stock Sale -$107K -1.02K -14.93% $104.49 5.82K Aug 16, 2021 Direct F1, F2
transaction CDAY Common Stock Sale -$103K -979 -16.82% $105.07 4.84K Aug 16, 2021 Direct F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDAY Option (right to buy) Options Exercise -2K -48.48% 2.13K Aug 16, 2021 Common Stock 2K $16.82 Direct F1, F5, F6
holding CDAY Option (right to buy) 500 Aug 16, 2021 Common Stock 500 $17.58 Direct F5
holding CDAY Option (right to buy) 5K Aug 16, 2021 Common Stock 5K $19.04 Direct F7
holding CDAY Option (right to buy) 32.6K Aug 16, 2021 Common Stock 32.6K $22.00 Direct F8
holding CDAY Option (right to buy) 712 Aug 16, 2021 Common Stock 712 $44.91 Direct F9
holding CDAY Option (right to buy) 8.4K Aug 16, 2021 Common Stock 8.4K $49.93 Direct F10
holding CDAY Option (right to buy) 14.3K Aug 16, 2021 Common Stock 14.3K $65.26 Direct F11
holding CDAY Performance Units 593 Aug 16, 2021 Common Stock 593 Direct F12
holding CDAY Performance Units 2.47K Aug 16, 2021 Common Stock 2.47K Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.78 to $104.77 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.78 to $105.55 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Includes (i) 1,200 shares of common stock, which includes 79 shares acquired under the Ceridian HCM Holding Inc. Global Employee Stock Purchase Plan on June 30, 2021, (ii) shares issuable pursuant to Restricted Stock Units (RSUs), granted on February 28, 2020, of which 74 shares vest on each of February 28, 2022 and February 28, 2023, (iii) shares issuable pursuant to RSUs, granted on May 8, 2020, of which 511 shares vest on each of May 8, 2022 and May 8, 2023; and (iv) shares that are issuable pursuant to RSUs, granted on March 8, 2021, of which 823 shares vest on each of March 8, 2022 and March 8, 2023 and 824 shares that vest on March 8, 2024.
F5 Fully vested and exercisable.
F6 Not Applicable
F7 Consists of 3,750 vested and exercisable options and 1,250 options that vest and become exercisable on December 20, 2021.
F8 Consists of 24,457 vested and exercisable options and 8,153 options that vest and become exercisable on April 25, 2022.
F9 Consists of 356 vested and exercisable options and 178 options that vest and become exercisable on each of February 8, 2022 and February 8, 2023.
F10 Consists of 4,198 vested and exercisable options and 2,099 options that vest and become exercisable on each of March 20, 2022 and March 20, 2023.
F11 Consists of 3,574 vested and exercisable options and 3,575 options that vest and become exercisable on each of May 8, 2022, May 8, 2023, and May 8, 2024.
F12 Each performance stock unit represents a contingent right to receive between .25 and 1.50 shares of Common Stock based upon the degree to which one or both of the Cloud Revenue and Adjusted EBITDA Margin performance metrics under the Companys 2021 Management Incentive Plan are satisfied. The performance stock units vest upon the later of (i) the date the Compensation Committee or the Board certify that one or both of the performance metrics have been met and (ii) March 8, 2022.
F13 Each performance stock unit represents a contingent right to receive between .25 and 1.50 shares of Common Stock based upon the degree to which one or both of the Cloud Revenue and Adjusted EBITDA Margin performance metrics contained in the performance stock unit award agreement are satisfied. The performance stock units will only vest if the achievement of one or both of the performance metrics is certified by the Compensation Committee or the Board of Directors of the Company to have been met, and then any such certified amount will vest one-third on each anniversary of the date of grant.

Remarks:

For Jeffrey Jacobs pursuant to the Power of Attorney previously filed.