David Cheung Hyen Chong - Aug 13, 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Executive Vice President -Asia
Signature
/s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached)
Stock symbol
UEIC
Transactions as of
Aug 13, 2021
Transactions value $
$0
Form type
4
Date filed
8/16/2021, 06:16 PM
Previous filing
May 14, 2021
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +616 +4.25% 15.1K Aug 13, 2021 Direct F1
holding UEIC Common Stock 5.11K Aug 13, 2021 See Footnote #2 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -616 -6.87% $0.00 8.35K Aug 13, 2021 Common Stock 616 Direct F1, F3
holding UEIC Employee Stock Options (Rt. To Buy) 69.3K Aug 13, 2021 Common Stock 0 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
F3 The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F4 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F6 This figure represents an aggregate number of stock options held by Reporting Person.