David Cheung Hyen Chong - 13 May 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role: Executive Vice President -Asia
Signature: /s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached)
Issuer symbol: UEIC
Transactions as of: 13 May 2021
Net transactions value: $0
Form type: 4
Filing time: 14 May 2021, 18:00:36 UTC
Next filing: 16 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UEIC	Common Stock	Options Exercise		+616	+4.4%		14,498	13 May 2021	Direct	F1
holding	UEIC	Common Stock						5,112	13 May 2021	See Footnote #2	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UEIC	Restricted Stock Units	Options Exercise	$0	-616	-6.4%	$0.000000	8,963	13 May 2021	Common Stock	616		Direct	F1, F3
holding	UEIC	Employee Stock Options (Rt. To Buy)						69,305	13 May 2021	Common Stock	0		Direct	F4, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2	These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.
F3	The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F4	Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5	The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F6	This figure represents an aggregate number of stock options held by Reporting Person.