James C. Collins Jr. - Aug 10, 2021 Form 4 Insider Report for Corteva, Inc. (CTVA)

Role: Chief Executive Officer, Director
Signature: /s/Abigail Jarrell, by power-of-attorney
Stock symbol: CTVA
Transactions as of: Aug 10, 2021
Transactions value $: -$1,202,098
Form type: 4
Date filed: 8/12/2021, 05:54 PM
Previous filing: May 20, 2021
Next filing: Aug 4, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CTVA	Common Stock	Options Exercise	$3.16M	+75.5K	+23.37%	$41.94	398K	Aug 10, 2021	Direct	F1, F2
transaction	CTVA	Common Stock	Tax liability	-$3.16M	-69.7K	-17.49%	$45.43	329K	Aug 10, 2021	Direct	F3
transaction	CTVA	Common Stock	Tax liability	-$121K	-2.66K	-0.81%	$45.43	326K	Aug 10, 2021	Direct	F4, F5
transaction	CTVA	Common Stock	Options Exercise	$5.17M	+166K	+50.78%	$31.22	492K	Aug 10, 2021	Direct
transaction	CTVA	Common Stock	Tax liability	-$5.17M	-114K	-23.14%	$45.43	378K	Aug 10, 2021	Direct	F3
transaction	CTVA	Common Stock	Tax liability	-$1.08M	-23.8K	-6.3%	$45.43	354K	Aug 10, 2021	Direct	F4, F5

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CTVA	Non-Qualified Stock Options	Options Exercise	$0	-75.5K	-100%	$0.00^*	0	Aug 10, 2021	Common Stock	75.5K	$41.94	Direct	F6
transaction	CTVA	Non-Qualified Stock Options	Options Exercise	$0	-166K	-33.33%	$0.00	331K	Aug 10, 2021	Common Stock	166K	$31.22	Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes acquisition of shares pursuant to dividend reinvestment.
F2	Includes 332.3363 shares purchased under the Issuer's Employee Stock Purchase Plan (ESPP) in exempt transaction under Rule 16b-3(c).
F3	Represents the number of long shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule 16b-3.
F4	Represents the number of shares withheld in accordance with Rule 16b-3 to cover applicable taxes due on the options exercised.
F5	Shares received via the exercise were held by the executive towards the continued achievement of the Company's stock ownership guidelines.
F6	This option is fully vested and exercisable.
F7	165,563 options are vested and exercisable. The remaining options will vest in two equal installments on February 21, 2022 and February 21, 2023.