Kim Campbell - 03 Aug 2021 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/ Teresa Bair, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
03 Aug 2021
Net transactions value
$0
Form type
4
Filing time
05 Aug 2021, 17:24:07 UTC
Previous filing
07 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATNXQ Common Stock 10,000 03 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +7,500 $0.000000 7,500 03 Aug 2021 Common Stock 7,500 $3.80 Direct F5
transaction ATNXQ Restricted Stock Units Award $0 +7,500 $0.000000 7,500 03 Aug 2021 Common Stock 7,500 Direct F6, F7
holding ATNXQ Stock Option (Right to Buy) 48,000 03 Aug 2021 Common Stock 48,000 $9.00 Direct
holding ATNXQ Stock Option (Right to Buy) 30,000 03 Aug 2021 Common Stock 30,000 $11.00 Direct F1
holding ATNXQ Stock Option (Right to Buy) 18,000 03 Aug 2021 Common Stock 18,000 $17.30 Direct F2
holding ATNXQ Stock Option (Right to Buy) 15,000 03 Aug 2021 Common Stock 15,000 $13.17 Direct F3
holding ATNXQ Stock Option (Right to Buy) 15,000 03 Aug 2021 Common Stock 15,000 $12.45 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on June 13, 2018.
F2 This option vests in four equal annual installments beginning on March 27, 2019.
F3 This option vests in four equal annual installments beginning on February 28, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.
F5 This option vests on August 3, 2022.
F6 Each restricted stock unit represents a contingent right to receive one share of stock.
F7 The restricted stock units vest on August 3, 2022.