Keh Shew Lu - 03 Aug 2021 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Issuer symbol
DIOD
Transactions as of
03 Aug 2021
Net transactions value
-$1,612,348
Form type
4
Filing time
05 Aug 2021, 17:18:12 UTC
Previous filing
02 Aug 2021
Next filing
13 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Options Exercise $139,600 +5,000 +1.4% $27.92 359,138 03 Aug 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $363,352 -4,300 -1.2% $84.50 354,838 03 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Options Exercise $418,800 +15,000 +4.2% $27.92 369,838 04 Aug 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $365,500 -4,300 -1.2% $85.00 365,538 04 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $367,650 -4,300 -1.2% $85.50 361,238 04 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $369,800 -4,300 -1.2% $86.00 356,938 04 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Options Exercise $418,800 +15,000 +4.2% $27.92 371,938 05 Aug 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $372,896 -4,300 -1.2% $86.72 367,638 05 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $374,100 -4,300 -1.2% $87.00 363,338 05 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $376,250 -4,300 -1.2% $87.50 359,038 05 Aug 2021 Direct F2
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 220,519 03 Aug 2021 Direct
holding DIOD Diodes Incorporated Common Stock 4,700 03 Aug 2021 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock 55,655 03 Aug 2021 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 421,671 03 Aug 2021 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 46,150 03 Aug 2021 Custodial F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -5,000 -14% $0.000000 30,000 03 Aug 2021 Diodes Incorporated Common Stock - Diodes 5,000 $27.92 Direct F1
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -15,000 -50% $0.000000 15,000 04 Aug 2021 Diodes Incorporated Common Stock - Diodes 15,000 $27.92 Direct F1
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -15,000 -100% $0.000000* 0 05 Aug 2021 Diodes Incorporated Common Stock - Diodes 15,000 $27.92 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercised under a 10b5-1 plan.
F2 Sold under a 10b5-1 plan.
F3 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.