Keh Shew Lu - Aug 3, 2021 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Stock symbol
DIOD
Transactions as of
Aug 3, 2021
Transactions value $
-$1,612,348
Form type
4
Date filed
8/5/2021, 05:18 PM
Previous filing
Aug 2, 2021
Next filing
Aug 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Options Exercise $140K +5K +1.41% $27.92 359K Aug 3, 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale -$363K -4.3K -1.2% $84.50 355K Aug 3, 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Options Exercise $419K +15K +4.23% $27.92 370K Aug 4, 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale -$366K -4.3K -1.16% $85.00 366K Aug 4, 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale -$368K -4.3K -1.18% $85.50 361K Aug 4, 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale -$370K -4.3K -1.19% $86.00 357K Aug 4, 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Options Exercise $419K +15K +4.2% $27.92 372K Aug 5, 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale -$373K -4.3K -1.16% $86.72 368K Aug 5, 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale -$374K -4.3K -1.17% $87.00 363K Aug 5, 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale -$376K -4.3K -1.18% $87.50 359K Aug 5, 2021 Direct F2
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 221K Aug 3, 2021 Direct
holding DIOD Diodes Incorporated Common Stock 4.7K Aug 3, 2021 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock 55.7K Aug 3, 2021 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 422K Aug 3, 2021 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 46.2K Aug 3, 2021 Custodial F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -5K -14.29% $0.00 30K Aug 3, 2021 Diodes Incorporated Common Stock - Diodes 5K $27.92 Direct F1
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -15K -50% $0.00 15K Aug 4, 2021 Diodes Incorporated Common Stock - Diodes 15K $27.92 Direct F1
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -15K -100% $0.00* 0 Aug 5, 2021 Diodes Incorporated Common Stock - Diodes 15K $27.92 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercised under a 10b5-1 plan.
F2 Sold under a 10b5-1 plan.
F3 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.