Keh Shew Lu - 29 Jul 2021 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Issuer symbol
DIOD
Transactions as of
29 Jul 2021
Net transactions value
-$5,024,319
Form type
4
Filing time
02 Aug 2021, 17:48:02 UTC
Previous filing
08 Jul 2021
Next filing
05 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Options Exercise $139,600 +5,000 +1.3% $27.92 390,538 29 Jul 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $344,003 -4,300 -1.1% $80.00 386,238 29 Jul 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $216,988 -2,700 -0.7% $80.37 383,538 29 Jul 2021 Direct F2, F3
transaction DIOD Diodes Incorporated Common Stock Options Exercise $418,800 +15,000 +3.9% $27.92 398,538 30 Jul 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $346,157 -4,300 -1.1% $80.50 394,238 30 Jul 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $348,300 -4,300 -1.1% $81.00 389,938 30 Jul 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $350,511 -4,300 -1.1% $81.51 385,638 30 Jul 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $1,367,325 -16,800 -4.4% $81.39 368,838 30 Jul 2021 Direct F2, F4
transaction DIOD Diodes Incorporated Common Stock Options Exercise $698,000 +25,000 +6.8% $27.92 393,838 02 Aug 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $357,666 -4,300 -1.1% $83.18 389,538 02 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $357,699 -4,300 -1.1% $83.19 385,238 02 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $356,900 -4,300 -1.1% $83.00 380,938 02 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $359,057 -4,300 -1.1% $83.50 376,638 02 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $361,200 -4,300 -1.1% $84.00 372,338 02 Aug 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Sale $1,514,912 -18,200 -4.9% $83.24 354,138 02 Aug 2021 Direct F2, F5
holding DIOD Diodes Incorporated Common Stock 46,150 29 Jul 2021 Custodial F6
holding DIOD Diodes Incorporated Common Stock 421,671 29 Jul 2021 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 55,655 29 Jul 2021 The Lu Family Foundation
holding DIOD Diodes Incorporated Common Stock 4,700 29 Jul 2021 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 220,519 29 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -5,000 -6.2% $0.000000 75,000 29 Jul 2021 Diodes Incorporated Common Stock - Diodes 5,000 $27.92 Direct F1
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -15,000 -20% $0.000000 60,000 30 Jul 2021 Diodes Incorporated Common Stock - Diodes 15,000 $27.92 Direct F1
transaction DIOD 05/27/14 DIOD NQSO Options Exercise $0 -25,000 -42% $0.000000 35,000 02 Aug 2021 Diodes Incorporated Common Stock - Diodes 25,000 $27.92 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercised under a 10b5-1 plan.
F2 Sold under a 10b5-1 plan.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.30 to $80.47, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.62 to $82.02, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
F5 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.50 to $83.80, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
F6 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.