Christopher N. Gerosa - Aug 1, 2021 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Christopher N. Gerosa
Stock symbol
MKTX
Transactions as of
Aug 1, 2021
Transactions value $
$0
Form type
4
Date filed
8/3/2021, 04:19 PM
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +535 +38.71% $0.00 1.92K Aug 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKTX Stock Option (right to buy) Award $0 +1.92K $0.00 1.92K Aug 1, 2021 Common Stock 1.92K $475.17 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024.
F2 The stock options will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024.