Christopher N. Gerosa - Jan 31, 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chief Financial Officer
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Christopher N. Gerosa
Stock symbol
MKTX
Transactions as of
Jan 31, 2022
Transactions value $
-$68,207
Form type
4
Date filed
2/2/2022, 03:15 PM
Previous filing
Aug 2, 2021
Next filing
Aug 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +156 +8.14% $0.00 2.07K Jan 31, 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$19.3K -56 -2.7% $344.48 2.02K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$14.1K -41 -2.03% $344.48 1.98K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$34.8K -101 -5.11% $344.48 1.88K Jan 31, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKTX Stock Option (right to buy) Award $0 +540 $0.00 540 Jan 31, 2022 Common Stock 540 $344.48 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. Gerosa's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Gerosa.
F3 Represents the surrender of shares to the Company to satisfy Mr. Gerosa's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Gerosa.
F4 The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.