Krishna Srinivasan - Jul 23, 2021 Form 4 Insider Report for CS Disco, Inc. (LAW)

Role
Director, 10%+ Owner
Signature
/s/ Jason Minio, Attorney-in-Fact
Stock symbol
LAW
Transactions as of
Jul 23, 2021
Transactions value $
$41,536
Form type
4
Date filed
7/27/2021, 07:31 PM
Previous filing
Jul 20, 2021
Next filing
Sep 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAW Common Stock Conversion of derivative security +4.76M +499.28% 5.71M Jul 23, 2021 See footnote F1, F2
transaction LAW Common Stock Conversion of derivative security +2M 2M Jul 23, 2021 See footnote F1, F3
transaction LAW Common Stock Conversion of derivative security +655K 655K Jul 23, 2021 See footnote F1, F4
transaction LAW Common Stock Conversion of derivative security +897K 897K Jul 23, 2021 See footnote F1, F5
transaction LAW Common Stock Conversion of derivative security +202K 202K Jul 23, 2021 See footnote F1, F6
transaction LAW Common Stock Purchase $24K +750 $32.00 700 Jul 23, 2021 By child
transaction LAW Common Stock Purchase $17.5K +548 $32.00 548 Jul 23, 2021 By child

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAW Series A Preferred Stock Conversion of derivative security $0 -2M -100% $0.00* 0 Jul 23, 2021 Common Stock 2M See footnote F1, F2
transaction LAW Series A Preferred Stock Conversion of derivative security $0 -2M -100% $0.00* 0 Jul 23, 2021 Common Stock 2M See footnote F1, F3
transaction LAW Series B Preferred Stock Conversion of derivative security $0 -1.12M -100% $0.00* 0 Jul 23, 2021 Common Stock 1.12M See footnote F1, F2
transaction LAW Series C Preferred Stock Conversion of derivative security $0 -1.13M -100% $0.00* 0 Jul 23, 2021 Common Stock 1.13M See footnote F1, F2
transaction LAW Series D Preferred Stock Conversion of derivative security $0 -503K -100% $0.00* 0 Jul 23, 2021 Common Stock 503K See footnote F1, F2
transaction LAW Series D Preferred Stock Conversion of derivative security $0 -655K -100% $0.00* 0 Jul 23, 2021 Common Stock 655K See footnote F1, F4
transaction LAW Series E Preferred Stock Conversion of derivative security $0 -897K -100% $0.00* 0 Jul 23, 2021 Common Stock 897K See footnote F1, F5
transaction LAW Series F Preferred Stock Conversion of derivative security $0 -202K -100% $0.00* 0 Jul 23, 2021 Common Stock 202K See footnote F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, had no expiration date and automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F2 The securities are directly held by LiveOak Venture Partners 1A, L.P. ("LVP 1A"). LOVP SBIC Management Services, LLC ("SBIC GP") is the general partner of LVP 1A. The Reporting Person is a manager of SBIC GP and shares investment and voting power with respect to the shares held by LVP 1A. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP IA, except to the extent of his pecuniary interest therein, if any.
F3 The securities are directly held by LiveOak Venture Partners I, L.P. ("LVP I"). LOVP GP I, L.P. ("LOVP GP I") is the general partner of LVP I. LOVP Upper Tier GP I, LLC ("LOVPUT GP I") is the general partner of LOVP GP I. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LVP 1. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP I, except to the extent of his pecuniary interest therein, if any.
F4 The securities are directly held by LiveOak I Co-Invest L.P. ("LICI"). LOVP TDA GP, LP ("LOVP TDA GP") is the general partner of LICI. LOVPUT GP I is the general partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LICI. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI, except to the extent of his pecuniary interest therein, if any.
F5 The securities are directly held by LiveOak I Co-Invest II L.P. ("LICI II"). LOVP TDA GP is the general partner of LICI II. LOVPUT GP I is the general partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LICI II. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI II, except to the extent of his pecuniary interest therein, if any.
F6 The securities are directly held by LiveOak I Co-Invest IV LP ("LICI IV"). LiveOak Co-Invest GP, LLC ("LICI GP") is the general partner of LICI IV. The Reporting Person is a manager of LICI GP and shares investment and voting power with respect to the shares held by LICI IV. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI IV, except to the extent of his pecuniary interest therein, if any.