Krishna Srinivasan - 20 Jul 2021 Form 3 Insider Report for CS Disco, Inc. (LAW)

Role
Director, 10%+ Owner
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
LAW
Transactions as of
20 Jul 2021
Net transactions value
$0
Form type
3
Filing time
20 Jul 2021, 21:41:31 UTC
Next filing
27 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LAW Common Stock 952,719 20 Jul 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LAW Series A Preferred Stock 20 Jul 2021 Common Stock 2,000,000 See footnote F1, F2
holding LAW Series A Preferred Stock 20 Jul 2021 Common Stock 2,000,000 See footnote F2, F3
holding LAW Series B Preferred Stock 20 Jul 2021 Common Stock 1,121,212 See footnote F1, F2
holding LAW Series C Preferred Stock 20 Jul 2021 Common Stock 1,132,334 See footnote F1, F2
holding LAW Series D Preferred Stock 20 Jul 2021 Common Stock 503,144 See footnote F1, F2
holding LAW Series D Preferred Stock 20 Jul 2021 Common Stock 655,412 See footnote F2, F4
holding LAW Series E Preferred Stock 20 Jul 2021 Common Stock 896,816 See footnote F2, F5
holding LAW Series F Preferred Stock 20 Jul 2021 Common Stock 201,931 See footnote F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are directly held by LiveOak Venture Partners 1A, L.P. ("LVP 1A"). LOVP SBIC Management Services, LLC ("SBIC GP") is the general partner of LVP 1A. The Reporting Person is a manager of SBIC GP and shares investment and voting power with respect to the shares held by LVP 1A. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP IA, except to the extent of his pecuniary interest therein, if any.
F2 Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, has no expiration date and is expected to automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F3 The securities are directly held by LiveOak Venture Partners I, L.P. ("LVP I"). LOVP GP I, L.P. ("LOVP GP I") is the general partner of LVP I. LOVP Upper Tier GP I, LLC ("LOVPUT GP I") is the general partner of LOVP GP I. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LVP 1. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LVP I, except to the extent of his pecuniary interest therein, if any.
F4 The securities are directly held by LiveOak I Co-Invest L.P. ("LICI"). LOVP TDA GP, LP ("LOVP TDA GP") is the general partner of LICI. LOVPUT GP I is the general partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LICI. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI, except to the extent of his pecuniary interest therein, if any.
F5 The securities are directly held by LiveOak I Co-Invest II L.P. ("LICI II"). LOVP TDA GP is the general partner of LICI II. LOVPUT GP I is the general partner of LOVP TDA GP. The Reporting Person is a manager of LOVPUT GP I and shares investment and voting power with respect to the shares held by LICI II. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI II, except to the extent of his pecuniary interest therein, if any.
F6 The securities are directly held by LiveOak I Co-Invest IV LP ("LICI IV"). LiveOak Co-Invest GP, LLC ("LICI GP") is the general partner of LICI IV. The Reporting Person is a manager of LICI GP and shares investment and voting power with respect to the shares held by LICI IV. The Reporting Person disclaims Section 16 beneficial ownership of the securities held by LICI IV, except to the extent of his pecuniary interest therein, if any.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney