Russell L. Gordon - Jul 21, 2021 Form 4 Insider Report for RPM INTERNATIONAL INC/DE/ (RPM)

Role
VP and CFO
Signature
/s/ Russell L. Gordon, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated April 4, 2012 on file with the Commission
Stock symbol
RPM
Transactions as of
Jul 21, 2021
Transactions value $
-$195,679
Form type
4
Date filed
7/23/2021, 05:38 PM
Previous filing
Jun 2, 2021
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPM Common Stock, $0.01 par value Award $0 +2.2K +2.15% $0.00 104K Jul 21, 2021 Direct F1
transaction RPM Common Stock, $0.01 par value Award $0 +5.4K +5.17% $0.00 110K Jul 21, 2021 Direct F2
transaction RPM Common Stock, $0.01 par value Award $0 +5.25K +4.78% $0.00 115K Jul 21, 2021 Direct F3
transaction RPM Common Stock, $0.01 par value Tax liability -$196K -2.25K -1.96% $86.93 113K Jul 21, 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RPM Stock Appreciation Rights Award $0 +20K +9.09% $0.00 240K Jul 21, 2021 Common Stock 20K $86.93 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted 2,197 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F2 The reporting person was granted 5,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F3 On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,251 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
F4 Includes an aggregate of 17,323 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 16,269 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F5 The Stock Appreciation Rights vest in four equal installments, beginning on July 21, 2021.
F6 Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2021 and expire 10 years from the date of grant.