Gregory M. Glenn - Jul 20, 2021 Form 4 Insider Report for NOVAVAX INC (NVAX)

Signature
/s/ John A. Herrmann III, Attorney-in-Fact
Stock symbol
NVAX
Transactions as of
Jul 20, 2021
Transactions value $
-$518,982
Form type
4
Date filed
7/22/2021, 05:20 PM
Previous filing
Jul 19, 2021
Next filing
Aug 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVAX Common Stock Sale -$23.9K -119 -2.28% $200.61 5.1K Jul 20, 2021 Direct F1, F2
transaction NVAX Common Stock Sale -$40.3K -199 -3.9% $202.76 4.9K Jul 20, 2021 Direct F1, F3
transaction NVAX Common Stock Sale -$12.4K -61 -1.24% $203.39 4.84K Jul 20, 2021 Direct F1, F4
transaction NVAX Common Stock Sale -$24.4K -119 -2.46% $204.71 4.72K Jul 20, 2021 Direct F1, F5
transaction NVAX Common Stock Sale -$37.2K -181 -3.83% $205.66 4.54K Jul 20, 2021 Direct F1, F6
transaction NVAX Common Stock Sale -$27.9K -135 -2.97% $206.82 4.41K Jul 20, 2021 Direct F1, F7
transaction NVAX Common Stock Sale -$26.2K -126 -2.86% $207.63 4.28K Jul 20, 2021 Direct F1, F8
transaction NVAX Common Stock Sale -$13.4K -63 -1.47% $211.93 4.22K Jul 20, 2021 Direct F1
transaction NVAX Common Stock Sale -$30.1K -141 -3.34% $213.55 4.08K Jul 20, 2021 Direct F1, F9
transaction NVAX Common Stock Sale -$27.1K -126 -3.09% $214.76 3.95K Jul 20, 2021 Direct F1, F10
transaction NVAX Common Stock Sale -$12.2K -56 -1.42% $217.44 3.89K Jul 20, 2021 Direct F1
transaction NVAX Common Stock Sale -$12.2K -56 -1.44% $218.69 3.84K Jul 20, 2021 Direct F1
transaction NVAX Common Stock Sale -$53K -240 -6.25% $220.66 3.6K Jul 20, 2021 Direct F1, F11
transaction NVAX Common Stock Sale -$14.1K -63 -1.75% $224.33 3.54K Jul 20, 2021 Direct F1
transaction NVAX Common Stock Sale -$39.1K -173 -4.89% $225.91 3.36K Jul 20, 2021 Direct F1, F12
transaction NVAX Common Stock Sale -$69.5K -306 -9.1% $227.17 3.06K Jul 20, 2021 Direct F1, F13
transaction NVAX Common Stock Sale -$43.2K -189 -6.18% $228.60 2.87K Jul 20, 2021 Direct F1, F14
transaction NVAX Common Stock Sale -$12.8K -56 -1.95% $229.44 2.81K Jul 20, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.48 to $200.72, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.12 to $203.05, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.17 to $203.45, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.26 to $205.21, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.26 to $206.09, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.43 to $207.17, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F8 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.56 to $207.70, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F9 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.12 to $214.08, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F10 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.29 to $215.22, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F11 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.38 to $220.85, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F12 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.46 to $226.25, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F13 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.68 to $227.66, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F14 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.13 to $228.93, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.