Gregory M. Glenn - 20 Jul 2021 Form 4 Insider Report for NOVAVAX INC (NVAX)

Signature
/s/ John A. Herrmann III, Attorney-in-Fact
Issuer symbol
NVAX
Transactions as of
20 Jul 2021
Net transactions value
-$518,982
Form type
4
Filing time
22 Jul 2021, 17:20:25 UTC
Previous filing
19 Jul 2021
Next filing
18 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVAX Common Stock Sale $23,872 -119 -2.3% $200.61 5,101 20 Jul 2021 Direct F1, F2
transaction NVAX Common Stock Sale $40,348 -199 -3.9% $202.76 4,902 20 Jul 2021 Direct F1, F3
transaction NVAX Common Stock Sale $12,407 -61 -1.2% $203.39 4,841 20 Jul 2021 Direct F1, F4
transaction NVAX Common Stock Sale $24,360 -119 -2.5% $204.71 4,722 20 Jul 2021 Direct F1, F5
transaction NVAX Common Stock Sale $37,225 -181 -3.8% $205.66 4,541 20 Jul 2021 Direct F1, F6
transaction NVAX Common Stock Sale $27,920 -135 -3% $206.82 4,406 20 Jul 2021 Direct F1, F7
transaction NVAX Common Stock Sale $26,161 -126 -2.9% $207.63 4,280 20 Jul 2021 Direct F1, F8
transaction NVAX Common Stock Sale $13,352 -63 -1.5% $211.93 4,217 20 Jul 2021 Direct F1
transaction NVAX Common Stock Sale $30,110 -141 -3.3% $213.55 4,076 20 Jul 2021 Direct F1, F9
transaction NVAX Common Stock Sale $27,059 -126 -3.1% $214.76 3,950 20 Jul 2021 Direct F1, F10
transaction NVAX Common Stock Sale $12,177 -56 -1.4% $217.44 3,894 20 Jul 2021 Direct F1
transaction NVAX Common Stock Sale $12,247 -56 -1.4% $218.69 3,838 20 Jul 2021 Direct F1
transaction NVAX Common Stock Sale $52,959 -240 -6.3% $220.66 3,598 20 Jul 2021 Direct F1, F11
transaction NVAX Common Stock Sale $14,133 -63 -1.8% $224.33 3,535 20 Jul 2021 Direct F1
transaction NVAX Common Stock Sale $39,083 -173 -4.9% $225.91 3,362 20 Jul 2021 Direct F1, F12
transaction NVAX Common Stock Sale $69,515 -306 -9.1% $227.17 3,056 20 Jul 2021 Direct F1, F13
transaction NVAX Common Stock Sale $43,205 -189 -6.2% $228.60 2,867 20 Jul 2021 Direct F1, F14
transaction NVAX Common Stock Sale $12,849 -56 -2% $229.44 2,811 20 Jul 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.48 to $200.72, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F3 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.12 to $203.05, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.17 to $203.45, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.26 to $205.21, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.26 to $206.09, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.43 to $207.17, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F8 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.56 to $207.70, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F9 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.12 to $214.08, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F10 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.29 to $215.22, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F11 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.38 to $220.85, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F12 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.46 to $226.25, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F13 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $226.68 to $227.66, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
F14 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.13 to $228.93, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.