Stephens Group, LLC - Jul 20, 2021 Form 3 Insider Report for CS Disco, Inc. (LAW)

Role
10%+ Owner
Signature
The Stephens Group, LLC, /s/ Ronald M. Clark, COO & General Counsel
Stock symbol
LAW
Transactions as of
Jul 20, 2021
Transactions value $
$0
Form type
3
Date filed
7/20/2021, 09:51 PM
Next filing
Jul 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LAW Common Stock 213K Jul 20, 2021 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LAW Series C Preferred Stock Jul 20, 2021 Common Stock 6.66M See footnote F1, F2
holding LAW Series D Preferred Stock Jul 20, 2021 Common Stock 2.51M See footnote F1, F2
holding LAW Series E Preferred Stock Jul 20, 2021 Common Stock 498K See footnote F1, F2
holding LAW Series F Preferred Stock Jul 20, 2021 Common Stock 673K See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by SG-Disco, LLC ("SG-Disco"). The Stephens Group, LLC ("The Stephens Group") is the sole manager of SG-Disco and has voting and dispositive power over the shares held by SG-Disco. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as an executive committee. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Disco.
F2 Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock is convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, has no expiration date and is expected to automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.