John Stephen West - 08 Jul 2021 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
President and CEO, Director
Signature
/s/ Aaron Tachibana, Attorney-in-Fact
Issuer symbol
PSNL
Transactions as of
08 Jul 2021
Net transactions value
-$2,431,000
Form type
4
Filing time
12 Jul 2021, 17:07:29 UTC
Previous filing
17 Jun 2021
Next filing
20 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Award $48,400 +110,000 +17% $0.4400* 745,520 08 Jul 2021 Direct
transaction PSNL Common Stock Sale $2,479,400 -110,000 -15% $22.54* 635,520 08 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Stock Option (Right to Buy) Options Exercise $0 -110,000 -29% $0.000000 267,499 08 Jul 2021 Common Stock 110,000 $0.4400 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The weighted average sale price for the transaction reported was $22.54, and the range of prices were between $21.37 and 22.85. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F2 The Shares subject to the option are fully vested and exercisable.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.