John Stephen West - Jun 15, 2021 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
President and CEO, Director
Signature
/s/ Aaron Tachibana, Attorney-in-Fact
Stock symbol
PSNL
Transactions as of
Jun 15, 2021
Transactions value $
$33,000
Form type
4
Date filed
6/17/2021, 05:15 PM
Previous filing
Jun 10, 2021
Next filing
Jul 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Award $33K +75K +13.38% $0.44* 636K Jun 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Stock Option (Right to Buy) Options Exercise $0 -75K -16.57% $0.00 377K Jun 15, 2021 Common Stock 75K $0.44 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Shares subject to the option are fully vested and exercisable.
F2 The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.