Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CFLT | Series B Preferred Stock | Conversion of derivative security | $0 | -19.9M | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 19.9M | See footnote | F1, F2, F3, F4 | |
transaction | CFLT | Series C Preferred Stock | Conversion of derivative security | $0 | -2.69M | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 2.69M | See footnote | F1, F2, F3, F4 | |
transaction | CFLT | Class B Common Stock | Conversion of derivative security | $0 | +22.6M | $0.00 | 22.6M | Jun 28, 2021 | Class A Common Stock | 22.6M | See footnote | F2, F3, F4 | ||
transaction | CFLT | Series B Preferred Stock | Conversion of derivative security | $0 | -493K | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 493K | See footnote | F1, F2, F4, F5 | |
transaction | CFLT | Series C Preferred Stock | Conversion of derivative security | $0 | -66.7K | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 66.7K | See footnote | F1, F2, F4, F5 | |
transaction | CFLT | Class B Common Stock | Conversion of derivative security | $0 | +560K | $0.00 | 560K | Jun 28, 2021 | Class A Common Stock | 560K | See footnote | F2, F4, F5 | ||
transaction | CFLT | Series D Preferred Stock | Conversion of derivative security | $0 | -5.23M | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 5.23M | See footnote | F1, F2, F4, F6 | |
transaction | CFLT | Series E Preferred Stock | Conversion of derivative security | $0 | -985K | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 985K | See footnote | F1, F2, F4, F6 | |
transaction | CFLT | Class B Common Stock | Conversion of derivative security | $0 | +6.21M | $0.00 | 6.21M | Jun 28, 2021 | Class A Common Stock | 6.21M | See footnote | F2, F4, F6 | ||
transaction | CFLT | Series B Preferred Stock | Conversion of derivative security | $0 | -310K | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 310K | See footnote | F1, F2, F4, F7 | |
transaction | CFLT | Series C Preferred Stock | Conversion of derivative security | $0 | -42K | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 42K | See footnote | F1, F2, F4, F7 | |
transaction | CFLT | Series D Preferred Stock | Conversion of derivative security | $0 | -90.4K | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 90.4K | See footnote | F1, F2, F4, F7 | |
transaction | CFLT | Series E Preferred Stock | Conversion of derivative security | $0 | -17K | -100% | $0.00* | 0 | Jun 28, 2021 | Class B Common Stock | 17K | See footnote | F1, F2, F4, F7 | |
transaction | CFLT | Class B Common Stock | Conversion of derivative security | $0 | +460K | $0.00 | 460K | Jun 28, 2021 | Class A Common Stock | 460K | See footnote | F2, F4, F7 |
Id | Content |
---|---|
F1 | Each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO). |
F2 | Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
F3 | The shares are held by Index Ventures VII (Jersey), L.P. ("Index VII"). Index Venture Associates VII Limited ("IVA VII") is the managing general partner of Index VII. |
F4 | The Reporting Person is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures VII (Jersey), L.P., Index Ventures Growth IV (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose. |
F5 | The shares are held by Index Ventures VII Parallel Entrepreneur Fund (Jersey), L.P. ("Index VII Parallel"). IVA VII is the managing general partner of Index VII Parallel. |
F6 | The shares are held by Index Ventures Growth IV (Jersey), L.P. ("Index Growth IV"). Index Venture Growth Associates IV Limited ("IVGA IV") is the managing general partner of Index Growth IV. |
F7 | The shares are held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth IV, Index VII and Index VII Parallel). |