Michelangelo Volpi - Nov 3, 2021 Form 3 Insider Report for Aurora Innovation, Inc. (AUR)

Role
Director
Signature
/s/ Michelangelo Volpi
Stock symbol
AUR
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
3
Date filed
11/15/2021, 04:00 PM
Previous filing
Jun 30, 2021
Next filing
May 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUR Class A Common Stock 493K Nov 3, 2021 By Index Ventures Growth III (Jersey) L.P. F1
holding AUR Class A Common Stock 7.5K Nov 3, 2021 By Yucca (Jersey) SLP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUR Class B Common Stock Nov 3, 2021 Class A Common Stock 37.3M By Index Ventures Growth III (Jersey) L.P. F1, F3
holding AUR Class B Common Stock Nov 3, 2021 Class A Common Stock 569K By Yucca (Jersey) SLP F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III. The Reporting Person is a General Partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Growth III. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F2 Shares held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Fund's investment in the issuer (in this case, Index Growth III). The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3 The shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, and will automatically convert into Class A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation.

Remarks:

Immediately following the effective time of the merger contemplated by the Merger Agreement by and among the Issuer, RTPY Merger Sub, Inc. and Aurora Innovation Holdings, Inc., the Reporting Person was appointed to the board of directors of the Issuer.