Brian J. Cobb - 22 Jun 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
VP of Finance and Controller
Signature
/s/ Brian J. Cobb
Issuer symbol
HGBL
Transactions as of
22 Jun 2021
Net transactions value
-$9,475
Form type
4
Filing time
28 Jun 2021, 12:42:54 UTC
Next filing
25 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $5,062 +11,250 +33% $0.4500* 44,940 22 Jun 2021 Direct
transaction HGBL Common Stock Tax liability $14,538 -5,815 -13% $2.50 39,125 22 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -11,250 -50% $0.000000 11,250 22 Jun 2021 Common Stock 11,250 $0.4500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 1/19/2018 and vested 25% annually beginning on the first anniversary of the grant date.