Brian J. Cobb - Jun 22, 2021 Form 4 Insider Report for Heritage Global Inc. (HGBL)

Role
VP of Finance and Controller
Signature
/s/ Brian J. Cobb
Stock symbol
HGBL
Transactions as of
Jun 22, 2021
Transactions value $
-$9,475
Form type
4
Date filed
6/28/2021, 12:42 PM
Next filing
Aug 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGBL Common Stock Options Exercise $5.06K +11.3K +33.39% $0.45* 44.9K Jun 22, 2021 Direct
transaction HGBL Common Stock Tax liability -$14.5K -5.82K -12.94% $2.50 39.1K Jun 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGBL Option to purchase common stock Options Exercise $0 -11.3K -50% $0.00 11.3K Jun 22, 2021 Common Stock 11.3K $0.45 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted 1/19/2018 and vested 25% annually beginning on the first anniversary of the grant date.