Alvin F. Wong - 17 Jun 2021 Form 4 Insider Report for PUMA BIOTECHNOLOGY, INC. (PBYI)

Role
Chief Scientific Officer
Signature
/s/ Alvin F. Wong
Issuer symbol
PBYI
Transactions as of
17 Jun 2021
Net transactions value
$0
Form type
4
Filing time
22 Jun 2021, 20:14:30 UTC
Previous filing
22 Jun 2021
Next filing
06 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBYI STOCK OPTION (RIGHT TO BUY) Award $0 +90,000 $0.000000 90,000 17 Jun 2021 COMMON STOCK 90,000 $10.21 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to the Reporting Person's continued employment with the Company through the applicable vesting date, 1/3rd of the shares underlying the option will vest on the first anniversary of June 15, 2021 (the "Option Vesting Commencement Date"), and 1/36th of the shares underlying the option will vest on each monthly anniversary of the Option Vesting Commencement Date thereafter.