Vivek Kundra - Jun 22, 2021 Form 3 Insider Report for Sprinklr, Inc. (CXM)

Role
Chief Operating Officer
Signature
/s/ Jason Minio, Attorney-in-Fact
Stock symbol
CXM
Transactions as of
Jun 22, 2021
Transactions value $
$0
Form type
3
Date filed
6/22/2021, 07:44 PM
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CXM Common Stock 17.2K Jun 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CXM Employee Stock Option (right to buy) Jun 22, 2021 Common Stock 338K $3.99 Direct F1, F2
holding CXM Employee Stock Option (right to buy) Jun 22, 2021 Common Stock 206K $4.25 Direct F1, F3
holding CXM Employee Stock Option (right to buy) Jun 22, 2021 Common Stock 425K $4.93 Direct F1, F4
holding CXM Employee Stock Option (right to buy) Jun 22, 2021 Common Stock 500K $7.68 Direct F1, F5
holding CXM Employee Stock Option (right to buy) Jun 22, 2021 Common Stock 100K $4.93 See footnote F1, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2 One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F3 One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F4 One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F5 One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F6 The option is fully vested and exercisable.
F7 The securities are held by Vivek Kundra Irrevocable Trust (2021) (the "Trust"). The Reporting Person's spouse is the trustee of the Trust.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney