Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CXM | Common Stock | Other | $0 | -617K | -100% | $0.00* | 0 | Jun 25, 2021 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CXM | Class B Common Stock | Other | $0 | +617K | $0.00 | 617K | Jun 25, 2021 | Class A Common Stock | 617K | Direct | F1, F2 | ||
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | -338K | -100% | $0.00* | 0 | Jun 25, 2021 | Common Stock | 338K | $3.99 | Direct | F1, F3 |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | +338K | $0.00 | 338K | Jun 25, 2021 | Class B Common Stock | 338K | $3.99 | Direct | F1, F3 | |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | -206K | -100% | $0.00* | 0 | Jun 25, 2021 | Common Stock | 206K | $4.25 | Direct | F1, F4 |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | +206K | $0.00 | 206K | Jun 25, 2021 | Class B Common Stock | 206K | $4.25 | Direct | F1, F4 | |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | -425K | -100% | $0.00* | 0 | Jun 25, 2021 | Common Stock | 425K | $4.93 | Direct | F1, F5 |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | +425K | $0.00 | 425K | Jun 25, 2021 | Class B Common Stock | 425K | $4.93 | Direct | F1, F5 | |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | -500K | -100% | $0.00* | 0 | Jun 25, 2021 | Common Stock | 500K | $7.68 | Direct | F1, F6 |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | +500K | $0.00 | 500K | Jun 25, 2021 | Class B Common Stock | 500K | $7.68 | Direct | F1, F6 | |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | -100K | -100% | $0.00* | 0 | Jun 25, 2021 | Common Stock | 100K | $4.93 | See footnote | F1, F7, F8 |
transaction | CXM | Employee Stock Option (right to buy) | Other | $0 | +100K | $0.00 | 100K | Jun 25, 2021 | Class B Common Stock | 100K | $4.93 | See footnote | F1, F7, F8 |
Id | Content |
---|---|
F1 | Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. |
F2 | Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. |
F3 | One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. |
F4 | One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. |
F5 | One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. |
F6 | One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. |
F7 | The option is fully vested and exercisable. |
F8 | The securities are held by Vivek Kundra Irrevocable Trust (2021) (the "Trust"). The Reporting Person's spouse is the trustee of the Trust. |