Jason Ehrlich - 15 Jun 2021 Form 4 Insider Report for Kodiak Sciences Inc. (KOD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Jun 2021, 21:26:32 UTC
Prior SEC filing
15 Jun 2021
Next SEC filing
23 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Peinsipp, Attorney-in-Fact for Jason Ehrlich

Key filing fact

Jason Ehrlich filed Form 4 for Kodiak Sciences Inc. (KOD) on 17 Jun 2021.

Key facts

  • This page summarizes Jason Ehrlich's Form 4 filing for Kodiak Sciences Inc. (KOD).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 17 Jun 2021, 21:26.

Change

  • Previous filing in this sequence was filed on 15 Jun 2021.
  • Current net transaction value: -$117,624.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KOD transaction

Common Stock

Options Exercise

Transaction value
Shares
+3,619
Change %
+5.6%
Price
Shares after
68,587
Date
15 Jun 2021
Ownership
Direct
Footnotes
F1
KOD transaction

Common Stock

Sale

Transaction value
$117,624
Shares
-1,454
Change %
-2.1%
Price
$80.90*
Shares after
67,133
Date
15 Jun 2021
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KOD transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,619
Change %
-25%
Price
$0.000000
Shares after
10,857
Date
15 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,619
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Footnote F2

The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The sale is intended to comply with the requirements of Rule 10b5-1(c)(1) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Footnote F3

One-fourth (1/4th) of the RSU vest on each of the first four anniversaries of June 15, 2020, subject to Reporting Person's continued service on the applicable vesting date.

SEC remarks

Chief Medical Officer and Chief Development Officer

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