Jason Ehrlich - 11 Jun 2021 Form 4 Insider Report for Kodiak Sciences Inc. (KOD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Jun 2021, 19:06:52 UTC
Prior SEC filing
24 May 2021
Next SEC filing
17 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Peinsipp, Attorney-in-Fact for Jason Ehrlich

Key filing fact

Jason Ehrlich filed Form 4 for Kodiak Sciences Inc. (KOD) on 15 Jun 2021.

Key facts

  • This page summarizes Jason Ehrlich's Form 4 filing for Kodiak Sciences Inc. (KOD).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 15 Jun 2021, 19:06.

Change

  • Previous filing in this sequence was filed on 24 May 2021.
  • Current net transaction value: -$97,208.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KOD transaction

Common Stock

Options Exercise

Transaction value
Shares
+2,900
Change %
+4.6%
Price
Shares after
66,115
Date
11 Jun 2021
Ownership
Direct
Footnotes
F1, F2
KOD transaction

Common Stock

Sale

Transaction value
$97,208
Shares
-1,147
Change %
-1.7%
Price
$84.75*
Shares after
64,968
Date
15 Jun 2021
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KOD transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+18,450
Change %
Price
$0.000000
Shares after
18,450
Date
11 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,450
Exercise price
$73.51
Footnotes
F4
KOD transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+11,600
Change %
Price
$0.000000
Shares after
11,600
Date
11 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,600
Exercise price
Footnotes
F1, F4
KOD transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,900
Change %
-25%
Price
$0.000000
Shares after
8,700
Date
11 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,900
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.

Footnote F2

Includes 54 shares acquired under the 2018 Employee Stock Purchase Plan on May 31, 2021.

Footnote F3

The sale was made to cover tax withholding obligations in connection with vesting and settlement of 1/4th of the Reporting Person's performance-based RSU granted on December 30, 2019.

Footnote F4

On December 30, 2019 the Reporting Person was awarded a performance-based award. 1/4th of the award vested on June 11, 2021 upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the award will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

SEC remarks

Chief Medical Officer and Chief Development Officer

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