Thomas M. Siebel - Jun 14, 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Jun 14, 2021
Transactions value $
-$40,440,348
Form type
4
Date filed
6/16/2021, 06:40 PM
Previous filing
Jun 14, 2021
Next filing
Jul 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale -$9.4M -157K -2.17% $59.92 7.08M Jun 14, 2021 See Footnote F1, F2, F3
transaction AI Class A Common Stock Sale -$4.9M -80.4K -1.14% $60.99 7M Jun 14, 2021 See Footnote F1, F3, F4
transaction AI Class A Common Stock Sale -$7.06M -114K -1.63% $61.91 6.89M Jun 14, 2021 See Footnote F1, F3, F5
transaction AI Class A Common Stock Sale -$11.1M -193K -2.8% $57.28 6.69M Jun 15, 2021 See Footnote F1, F3, F6
transaction AI Class A Common Stock Sale -$5.11M -87.7K -1.31% $58.29 6.61M Jun 15, 2021 See Footnote F1, F3, F7
transaction AI Class A Common Stock Sale -$2.5M -42.1K -0.64% $59.43 6.57M Jun 15, 2021 See Footnote F1, F3, F8
transaction AI Class A Common Stock Sale -$393K -6.55K -0.1% $60.03 6.56M Jun 15, 2021 See Footnote F1, F3, F9
holding AI Class A Common Stock 1.76M Jun 14, 2021 Direct
holding AI Class A Common Stock 9.22K Jun 14, 2021 See Footnote F10
holding AI Class A Common Stock 170K Jun 14, 2021 See Footnote F11
holding AI Class A Common Stock 72.7K Jun 14, 2021 See Footnote F12
holding AI Class A Common Stock 1.24M Jun 14, 2021 See Footnote F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $59.49 to $60.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $60.53 to $61.525. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $61.53 to $62.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $56.92 to $57.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $57.92 to $58.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $58.92 to $59.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 Represents weighted average sales price. The shares were sold at prices ranging from $59.92 to $60.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F11 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F12 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F13 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.