Thomas M. Siebel - Jun 10, 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Jun 10, 2021
Transactions value $
-$41,604,976
Form type
4
Date filed
6/14/2021, 05:01 PM
Previous filing
Jun 9, 2021
Next filing
Jun 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale -$27.7M -474K -5.97% $58.46 7.47M Jun 10, 2021 See Footnote F1, F2
transaction AI Class A Common Stock Sale -$3.58M -60.6K -0.81% $59.09 7.41M Jun 10, 2021 See Footnote F2, F3
transaction AI Class A Common Stock Sale -$9.67M -160K -2.16% $60.25 7.25M Jun 10, 2021 See Footnote F2, F4
transaction AI Class A Common Stock Sale -$649K -10.6K -0.15% $61.06 7.24M Jun 10, 2021 See Footnote F2, F5
holding AI Class A Common Stock 1.76M Jun 10, 2021 Direct
holding AI Class A Common Stock 9.22K Jun 10, 2021 See Footnote F6
holding AI Class A Common Stock 170K Jun 10, 2021 See Footnote F7
holding AI Class A Common Stock 72.7K Jun 10, 2021 See Footnote F8
holding AI Class A Common Stock 1.24M Jun 10, 2021 See Footnote F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents weighted average sales price. The shares were sold at prices ranging from $58.00 to $58.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3 Represents weighted average sales price. The shares were sold at prices ranging from $59.00 to $59.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $60.00 to $60.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $61.00 to $61.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F7 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F8 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F9 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.