Eleanor B. Lacey - Jun 7, 2021 Form 4 Insider Report for Asana, Inc. (ASAN)

Role
GC, Corporate Secretary
Signature
/s/ Katie Colendich, Attorney-in-Fact
Stock symbol
ASAN
Transactions as of
Jun 7, 2021
Transactions value $
-$720,907
Form type
4
Date filed
6/9/2021, 05:18 PM
Next filing
Jun 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASAN Class A Common Stock Options Exercise $80.4K +20K +15.46% $4.02 149K Jun 7, 2021 Direct
transaction ASAN Class A Common Stock Sale -$108K -2.81K -1.88% $38.26 147K Jun 7, 2021 Direct F1, F2
transaction ASAN Class A Common Stock Sale -$194K -4.9K -3.34% $39.63 142K Jun 7, 2021 Direct F1, F3
transaction ASAN Class A Common Stock Sale -$446K -11K -7.76% $40.61 131K Jun 7, 2021 Direct F1, F4
transaction ASAN Class A Common Stock Sale -$53.3K -1.3K -0.99% $41.01 129K Jun 7, 2021 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASAN Stock Option (right to buy) Options Exercise $0 -20K -5.82% $0.00 324K Jun 7, 2021 Class A Common Stock 20K $4.02 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.95 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.